Risk Management and Compliance Services
- BSA/AML, OFAC.
- Other Areas
Manuals: Tailor made Regulatory and procedures manuals-Preparation or updating. These manuals are not cookie cutter versions.
Unfair, Deceptive or Abusive Acts and Practices (UDAAP) evaluation analysis.
Policies, procedures and internal controls validation.
Corporate Governance and Board Oversight Risk Management.
Board of Directors and Executive Officers. Applicable regulatory requirements.
Seminars, tailored made for your Board of Directors. Senior Management and personnel.
Compliance Risk Assessments.
CRA performance evaluation analysis.
Fair Lending Risk Assessment and Performance Review.
Identity Theft -Red Flags Prevention Program Review and Risk Assessment
Bank Protection Act - Security Program and performance evaluation analysis.
Regulatory updating by email.
Consulting, at no additional charge.
You can choose from any of our established programs, or we may create one to suit your present and future needs.